Banking and Brokerage

banking

We have firsthand experience working for major banks and brokerages, and extensive experience in the area of banking operations.

Our experience includes:

  • Analysis of risk management policies and procedures related to the bankruptcy of a global investment bank
  • Analysis of institutional portfolio risk management policies and instruments
  • Review of allegations of improper trading
  • Complex portfolio valuation
  • Review and testimony on proper clearing procedures for warrants
  • Expert reports on prime brokerage trading practices and derivative transactions
  • Analysis of due diligence responsibilities of financial institutions in connection with alleged frauds